Oracle Financial Services Behavior Detection Applications Pack v8.0.1.0.0 Minor Release #2 (8.0.2.0.0)

· Table creation on the fly from the Data File Mapping and Data Mapping screens is introduced. This allows to add dynamic tables into the data model within OFSAA ecosystem.

· Query validation is made optional while saving Data Mapping definition through the introduction of a new configuration parameter.

· To limit the number of records that needs to be loaded, a new target property (RecordLoadLimit) is introduced in Data Mapping definition.

Data Quality Framework

· Dynamic Degree of parallelism for RDBMS is supported.

· Referential Integrity checks can be defined using composite key columns.

System Configuration & Identity Management

· Users can be optionally created or modified for authentication through OFSAA Security Management System where LDAP authentication is configured.

· Audit Trail report has been enhanced to show detailed information for various operations such as User -User Group map, User Group-Domain map, User Group- Role map, User Group –Folder-Role map, Role-Function map and Profile Holiday Map.

Business Metadata Management

· Derived Entity definition supports creating materialized views with option to refresh fast/force/complete on demand/commit and query rewrite.

Forms Framework

· Forms Framework has been enhanced to render Forms with CSS3 and HTML 5 constructs in addition to support of HTML 3. This is to enable support of Standards Mode and rendering of HTML pages in Internet Explorer and Google Chrome.

· Migration of Tabs and Layout details is supported for Object Migration Command line utility.

· The behavior of the type 102 control can be changed to either single select or multi-select based on a particular column value of the grid.

Bugs Addressed in This Release

Component	Sub component	Bug ID	Description
Administration	Utilities	21328053	Infodom dropdown in "user group-batch execution map" screen shows full list
Data Entry Forms and Queries	Data Entry	21339271	Number format causes edit to fail with special character not allowed alert
Data Loading	-	21173111	'ORA-12899: value too large for column' in messageserver log running F2T
Forms Framework	-	20598965	Menu and drop down overlap
Install and Upgrade Issues	Service Packs	21915445	Patch installer does not validate for session level shell and proceeds with bash
	Base Installer	21810719	envcheck.sh checks nls_length_semantics database setting at session level
	Base Installer	20727720	Editable information domain name field is not user friendly
Metadata such as T2T, F2T, and so on	T2T Issues	21812780	T2T finishes successfully when rejection threshold exceeded
Security Management System	-	21697204	UCP connection pool failing in all the layers
Unified Metadata Manager	Business Metadata Management	21367887	$MISDATE,$RUNSK does not work in data set ANSI join subqueries
	Business Metadata Management	20760616	Need special characters in hierarchy short description
	Data Quality Definition	20511796	Change in the alert message in DQ list of values check rule when filter type is a code
	-	21464164	The Mapper screen page is taking too much time to load and save
System Configuration	Information Domain	21484146	Add persistence unit entry in GRCPERSISTENCE&PERSISTENCE during infodom creation
Administration	Object Migration	22446723	Object migration should persist source and target object IDS into database

Metadata such as T2T, F2T, etc	-	22539004	T2T tasks are failing
GRC Infrastructure		22459967	Search functionality not working in kbd preference summary page for other locale
		22459895	KBD mapper and checker screen not getting translated in other locales
	Business Restructure	21625588	Multi locale support in business restructure
Rules Framework	-	22486848	wsmrerequest.sh failed with ORA-12899
System Configuration	Configuration	22453450	Application ID is not displaying correct for other locales in modify/view screen
System Configuration
Operations	Batch Monitor	21949567	API’s required to track the batch status
Workflow Framework		21610478	Unable to add more than one data field
Unified Metadata Manager
Unified Metadata Manager	Metadata Browser	22455350	MDB>DATA sources menu is not translated to other locales

Limitations and Known Issues

· Model upload option (Erwin or DB Catalog) for the subsequent uploads is not same as the initial upload option.

· Exporting object type with code 2000 (User) fails if FAILONERROR is set to N.

· Error while creating new users when LDAP authentication is enabled.

· Dynamic table created during Data File Mapping has incorrect column data types.

· Data Mapping screen alignment changes if tables selected are with big names.

· If concurrent users work on Data Mapping, modified by field is captured incorrectly.

· The description is not getting updated in the Excel Upload edit mode.

· Export with Include Search Info option for Type =1 container is not showing search information when exported to Excel Sheet.

Oracle Financial Services Behavior Detection

This section covers the following topics:

· New Features

· Bugs Addressed in This Release

· Limitations and Known Issues

New Features

This section explains various new features that are introduced in this release.

· Scenario Threshold Editor

· New Scenario Wizard Templates

· User Interface

· Data Model

· Trading Compliance (TC) Scenarios

· Inline Processing Engine (IPE) and FCCM Integration

· Case Management

· Database

· FATCA Regulatory Reporting

Scenario Threshold Editor

Updates to the Scenario Threshold Editor allow users to execute scenario test runs to validate and review results of threshold and threshold set changes from the Admin Tools Scenario Threshold Editor. If satisfied with threshold changes the user can promote those changes to the product version of the associated scenario.

New Scenario Wizard Templates

Additional ML, FR and BC centric templates added to Scenario Wizard library to support the creation of scenarios.

User Interface

· Introduction of Four-eyes approval workflows for Promote to Case and Alert Suppression actions

· Users have the ability to conduct a free text search of comment entries across alerts or cases

· Trade Finance building blocks introduced to support development of Trade Finance centric scenarios

· Graphical view of alert correlations

· Viewing of alerts and cases, even without associated actions, is audited and optionally viewable in the Audit tab of an alert or case

· Additional information useful for identifying the intermediary’s role was added to the display of Intermediaries associated with an Electronic Transaction

· Introduction of a UI control to some grids to allow users to specify how many records to display

Data Model

For more information on updates to the Financial Services Data Model (FSDM), refer to the following documents using this link: http://docs.oracle.com/cd/E60570_01/homepage.htm:

· Data Interface Specification (DIS)

· Financial Services Data Model (FSDM) Reference Guide, Volume One: Business Data

· Financial Services Data Model (FSDM) Reference Guide, Volume Two: Oracle Financial Services

· Data Financial Services Data Model (FSDM) Reference Guide, Volume Three: Case Management

Trading Compliance (TC) Scenarios

· Front Running Large Order or Trade has been simplified and rewritten with focuses of investment advisor and employee. The scenario has two patterns, one for large customer order and the other for large customer trade, where aggregations are by the same security or related securities on the same side of the market as the customer order or trade.

· Trading Ahead of Market Moving Events is a new scenario with focuses on customer and employee. This scenario identifies focal entities that may be trading on insider information by executing orders or trades ahead of a material market event, which includes significant price and/or transaction volume movement, as well as market news events and beta value.

Inline Processing Engine (IPE) and FCCM Integration

· User Interface created to define Scenario attributes for an IPE Assessment. This allows the user to more easily provide a definition to how the IPE assessment will appear as a scenario based alert in the Oracle Financial Services Alert Management UI

· Processing of IPE Assessment Results data to generate break and break matches for creating an alert

Case Management

Introduction of Network Analysis capabilities. Users can create and view ad-hoc networks based on entities and activities associated with a case.

Database

Behavior Detection and Compliance Regulatory Reporting co-exist in single infodom.

FATCA Regulatory Reporting

· Bulk actions such as Approve, Cancel Filing, and Request for Approval are introduced

· Support for filing of NIL XML is introduced. This supports the FATCA requirement to provide an efile for GIINs with no actual reports to file

Bugs Addressed in This Release

Component	Sub- component	Bug ID	Description
Database		21055585	Execution of link analysis jobs in parallel results in error.
		22486805	ML scenario and alert data not showing properly in Threshold Analyzer due to error on insert of data into KDD_TA_ML_DATA
Data Ingestion	AM	21065449	When executed on a RAC database, the following Datamaps may fail: · DerivedEntity_FrontOfficeTransactionPartyUpd · DerivedEntity_FrontOfficeTransactionPartyInsert This failure impacts the calculation of highlights for the following scenarios: · (FR/AC) High Risk Transactions: High Risk Counter Party · (FR/AC) Patterns of Funds Transfers: Customers and External Entities · (FR/AC) Rapid Movement of Funds: All Activity · (FR/CU) Patterns of Funds Transfers: Customers and External Entities · (ML/AC) High Risk Transactions: High Risk Counter Party · (ML/AC) Patterns of Funds Transfers: Between Customers and External Entities · (ML/AC) Rapid Movement of Funds: All Activity · (ML/AC) Rapid Movement of Funds: Funds Transfers · (ML/CU) Patterns of Funds Transfers: Between Customers and External Entities · (ML/EN) High Risk Transactions: High Risk Counter Party · (ML/EN) Large Reportable Transactions
		21837951	Issue with Currency Transaction datamap prevented records from loading
Web UI		19641527	Cases are not getting purged in the Purge Utility
		20093006	Add Case entities fails when there are multiple cases with same CREATE_TS
		20113418	Cross-scripting error displayed in Internet Explorer. This issue is seen when the user navigates from the Home page or Alert List page to the Details page, and then to the Business tab.
		20436259	If the users select View as a preferred search option, their selection for a specific view in Set View from Case List in the Preference page is not being saved and shown on the Case Search and List Page.
		20443807	When changing any value for the Email parameter in the Manage Parameters window, the changes made are not being saved.
		22122045	The post Alert Web Service requires a batch be open when it should not. It is also causing the JVM to shut down WebLogic when it’s called without a batch being open.
		22359373	In the Research page, selecting Entity Type 'EN' and Context 'ML', options provided for ID Type are incomplete.
		22544539	Expired suppression rule was not reflected as deactivated in suppression History.
Admin Tools		22072193	In the Alert Scoring Editor, Graduated Value Scoring Rule List and Prior Matches Scoring Rule List building block shows incorrect value of minimum and maximum score.
IPE		22545084	During execution of the batch, the Mantas date is not being considered causing the batch to fail
Algorithm		21452183	When DFLT_DUE_DT_LM set to 10 for both alert action MTS000 and MTS006, and the Default Due Date Calculation is set to C, alerts that are generated through behavior detection (MTS000) are not getting the due date set.
Algorithm		20060527	After running single match alert creator job 503 in Linux environment. Following error is displayed in the logs: “ A fatal error has been detected by the Java Runtime Environment”
Datamaps		20981187	FinancialInstitution_FOTPSPopulation BDF failed in OFSBDF 8.0

Limitations and Known Issues

Component	Sub- component	Bug ID	Description
User Interface		20307421	The Deployment Initiation / Regular Processing batch picks up the documents associated with a customer but do not display in the Customer document Tab in case management.
		20449906	When copying large text content into the Narrative tab, content is not saved if the content includes ";" and the word "script" in combination with one another.
		21120821	While accessing the UI, the system out log shows a number of exception errors. These messages can be ignored as there is no functional impact.
		21901214	The Admin user will not be able to Create/Edit/Delete a process under Run Rule Framework. Workaround: Delete the json-rpc-1.0.jar from WEB-INF/lib path of deployed area and restart the web server.
		21374235	KYC Real Time On boarding Risk Assessment Details show a junk value "Consolidated" in the Actual Value column.
		22217727	When searching for a specific node or link on the Network Graph using the highlight tool if the inserts the search text with a leading or trailing space, then space doesn’t get trimmed and system consider it as a search criteria. Workaround: User trims any leading or trailing spaces.
		22231998	When searching for a specific link on the Network Graph using the highlight tool, sometimes invalid links show up in the list for selection.
		22545134	An error message may be displayed when a user tries to review and save a scenario created using the scenario wizard tool.
		22586745	For some security focus scenarios, the Focal Entity Display ID may not be populated due to an incorrect mapping of the underlying scenario data to the resulting alert review record. This will result in the Focus column on the UI displaying.
		22595644	Clients using FSDF and implementing the Currency Transaction Reporting (CTR) application may experience a failure during batch load of the Currency Transaction table if the data is being sourced from the STG_CARDS_PAYMENT_TXNS table.
		20194576	For clients using the Personal Trading Approval (PTA) application, new fields and options are visible on the Questionnaires Administration screens to Admin users. These fields are not used by PTA and can be ignored.
		22267893	For clients using KYC application, after the risk assessments are promoted to case, under Customer tab in case management only ‘Risk Information’ and ‘Details’ options will have data and other options will not have data.
FSDF		22596031	Clients using FSDF and implementing the Currency Transaction Reporting (CTR) application may experience a failure during batch load related to some fields not mapped between FSDF and the FCCM data model. Specifically, as relates to · STG_GEOGRAPHY_MASTER · STG_ORG_STRUCTURE_MASTER · STG_ORG_UNIT_MASTER · STG_TRADING_ DESK_MASTER As a workaround these mappings can be manually added into the BDF mappings.
		20668259	When Ingestion is run, the following warning messages related to batch and calendar maintenance may display in some logs: · WARN CALENDAR_MANAGER - Message 265050: The Calendar name 'SYSCAL' has no Holidays specified. · FATAL BATCH_CONTROL - Message 265032: Some Batch Processes are already running. · WARN FDT - Message 30102: Date 20091213 out of bounds for calendar SYSCA These messages can be ignored as there is no functional impact.
		22627158	For CTR application, client’s data load of Branch CTR Summary data fails if a value is not provided for Branch Terminal Identifier.